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PROFESSIONAL PROFILE

Tina Hum, CFP®

Registered Principal
LPL Financial
895 Dove Street, Suite 300
Newport Beach, CA 92660
Office: 949-477-1219
tina.hum@lpl.com
www.tmhfinancial.com

Professional Approach

Tina Hum is a Certified Financial Planner™ Professional who began her career in financial services in 1988. As the owner of TMH Financial Inc. in Newport Beach, she has assisted her clients in pursuing and working towards achieving their financial goals every step of the way. Tina specializes in providing comprehensive and personalized retirement strategies for professionals and small business owners.

 

Tina received her B.A. in Economics from the University of California at Irvine with honors and her designation as a Certified Financial Planner™ Professional from the College for Financial Planning in 1994. She holds her FINRA Series 7, 63, 24, 65 registrations through LPL Financial, and is licensed in Life, Disability, Variable-Life, and Long-Term Care. Tina is also a Registered Principal and Investment Advisor Representative with LPL Financial, the nation's leading independent brokerage firm as reported in Financial Planning Magazine, June 1996-2022, based on total revenue.
 

 

LPL is a member of FINRA and SIPC.  Unlike most major Wall Street firms, LPL Financial does not offer their own investment products so remain independent in their research and outlook.    

Tina has been honored with numerous awards and has been named as a Five Star Wealth Manager for 2012-2023 as seen in Orange Coast magazine.  Tina was born and raised in Southern California and resides in Irvine with her husband Wes and enjoys volunteering at her local church and traveling. 

 

This award was issued on 5/1/24 by Five Star Professional (FSP) for the time period 7/25/23 through 1/31/24. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 2682 Orange County-area wealth managers were considered for the award; 140 (5% of candidates) were named 2024 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2023: 2,576, 160, 6.2%, 5/1/23, 7/25/22 - 2/10/23; 2022: 2482, 143, 6%, 5/1/22, 8/30/21 - 3/4/22; 2021: 2398, 144, 6%, 5/1/21, 8/17/20 - 3/12/21; 2020: 2320, 152, 7%, 5/1/20, 8/1/19 - 3/13/20; 2019: 2469, 187, 8%, 5/1/19, 8/13/18 - 3/11/19; 2018: 2423, 144, 6%, 5/1/18, 6/21/17 - 3/16/18; 2017: 1790, 280, 16%, 5/1/17, 8/24/16 - 2/24/17; 2016: 1383, 312, 23%, 2/1/16, 8/19/15 - 1/15/16; 2015: 2010, 351, 17%, 3/1/15, 8/30/14 - 1/30/15; 2014: 3489, 302, 9%, 3/1/14, 8/30/13 - 1/30/14; 2013: 2293, 415, 18%, 3/1/13, 8/30/12 - 1/30/13; 2012: 1760, 255, 14%, 3/1/12, 8/30/11 - 1/31/12.
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Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor.  Member FINRA/SIPC.  LPL Financial and TMH Financial, Inc. are separate entities.

*Winners appearing on this page do not pay a fee to be considered or to win the Five Star Award. Professionals with a digital profile have paid a promotional fee.
Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria - required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria - considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.