Connecticut Five Star award winner



  • Five Star Wealth Manager award winner 2012-2017


  • CFP


Daryl brings to the firm a passion for research, a dedication to rigorous analysis and a deep commitment to putting his clients’ needs, values and goals before everything else.

Daryl graduated from Central Connecticut State University with a Bachelor of Science degree in Accounting in 1985 and began working in the financial services industry as a tax accountant with one of the largest accounting firms in the country. His primary focus was on tax planning and preparation as well as significant research on client tax issues. Pursuing his interest in quantitative research, he went to The Hartford as a research analyst before beginning his own financial planning business in 1992. The business has evolved and is known today as Brook Wealth Management, LLC.

Daryl is the LPL Branch Manager of the firm and deals with many clients located throughout the country. He is a CFP® and holds Series 6, 7, 66 and 24 (General Securities Principal) registrations with LPL Financial as well as insurance and annuity licenses. Daryl is registered as an Investment Advisor Representative (IAR) with LPL Financial and maintains dual registration in Connecticut and New York with Brook Wealth Management. This allows for more flexibility when dealing with local clients, business owners and nonprofit organizations.

Daryl is a lifelong resident of Connecticut and resides in Simsbury with his wife, Tami, and their son, Zachary.

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Daryl LePage is a Registered Representative with, and securities offered through LPL Financial, member FINRA/SIPC. Financial planning offered through Brook Wealth Management, LLC, a registered investment advisor and a separate entity from LPL Financial.

*Winners appearing on this page do not pay a fee to be considered or to win the Five Star Award. Professionals with a digital profile have paid a promotional fee.
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to 2218 Connecticut area wealth managers were considered for the award; 283 (13 percent of candidates) were named 2017 Five Star Wealth Managers. 2016: 1983 considered, 417 winners; 2015: 2398 considered, 468 winners; 2014: 3926 considered, 515 winners; 2013: 2263 considered, 531 winners; 2012: 2204 considered, 503 winners.